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Job Field: Legal Jobs
Location: SEATTLE, WA
Salary: $-
Job Type: Part Time

JOB SUMMARY:

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               <td align="left"><font style="font-size: 100%;">SAR Investigator I (USA)-726587DescriptionSummary:Anti-Money Laundering (AML) is the process of monitoring and analyzing specific customer transactions and information in an effort to prevent the online brokerage, ShareBuilder, from being exploited by money laundering or terrorist financing activities. The applicant would assist the brokerage in detecting unusual or suspicious activity in a timely manner in an effort to safeguard the integrity of the brokerage and ensure compliance with Bank Secrecy Act /AML regulations. The applicant would support AML and fraud processes which would include alert monitoring, suspicious activity investigations, reporting, fraud detection, loss mitigation, customer due diligence and enhanced due diligence.Responsibilities:- Review system generated alerts and transaction monitoring reports to determine if unusual money movement or trading activity is present or further research is required and document results in written format.- Perform research through brokerage/bank systems, online public and subscription-based resources and internal contacts- Perform in-depth AML and fraud investigations, retain case documentation and provide analysis of findings in written format- Write Suspicious Activity Reports (SARs) in accordance with regulations and time limitations- Identify potential fraud and initiate time-sensitive loss mitigation or recovery processes.- Assist the Bank in executing its Account Closing Policy- Identify and perform Enhanced Due Diligence on New and Existing customers- Complete special projects as assigned- Perform other duties as assigned by supervisorQualificationsBasic Qualifications:- Bachelor's DegreePreferred Qualifications:- 2+ years' financial industry experience, preferably brokerage- Fraud, Compliance and/or AML experience- FINRA Series 7 or willingness to obtain- Certified Anti-Money Laundering Specialist (CAMS), Certified Fraud Examiner (CFE) or willingness to obtain- Excellent organizational skills- Ability to effectively manage time- Independent, self-motivated, detail oriented- Excellent verbal and written communication skills- Excellent interpersonal skills- Good problem solving and analytical skills- Ability to be adaptable and flexible in responding to deadlines and workflow fluctuations- Able to work with MS Word and ExcelAt this time, Capital One will not sponsor a new applicant for employment authorization for this position.No agencies please. Capital One is an equal opportunity employer committed to diversity in the workplace. We promote a drug-free work environment. We emphasize recruiting, hiring, and retaining the most qualified candidates and providing them with the opportunity to meet their potential. We provide an environment where differences lead to solutions.Job: Audit, Risk Management and SecurityPrimary Location: United States-Washington-Seattle-Seattle-ING Seattle (51050)Schedule: Full-timeTravel: NoJob Posting: Unposting Date:</font></td>
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